论文

从波兰尼的大转型说起

摘要

波兰尼批评了发生在16世纪至20世纪中叶的第一次大转型中虚假的意识形态,因其将土地、人和资本从社会要素转变为经济性商品,声称自我利益和自由市场是市场社会的决定性推力。他提出了两种相互对立的运动:国家与规制、社会嵌入。他本期望社会主义(苏联)可以对此提供修正,但并未能实现。然而20世纪90年代以来,中国形成了一种具有“中国特色”的社会主义社会。笔者认为,这是第二次大转型,其意识形态相比第一次大转型有了剧烈的、颠覆性的突破。本文论述了这次大转型的未来,并视其为历史的新开端。

作者

林南 ,杜克大学社会学系Oscar L. Tang Family社会学荣誉教授。

参考文献 查看全部 ↓
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  • Miller,Max. 2005. “Introduction.” Pp. 1-29 in Max Miller (ed.). World of Capitalism:Institutions,Governance and Economic Change in the Era of Globalization. London:Routledge.
  • Nee,Victor. 1989. “A theory of market transition:From redistribution to markets in state socialism.” American Sociological Review 54,663-681.
  • Nee,Victor. 1996. “The emergence of a market society:Changing mechanisms of stratification in China.” American Journal of Sociology 101(4),908-949.
  • Nee,Victor,Sonja Opper and Sonia Wong. 2007. “Developmental state and corporate governance in China.” Management and Organizational Research 3(1),19-53.
  • North,Douglass C. 1990. Institutions,Institutional Change and Economic Performance. New York:Cambridge University Press.
  • North,Douglass C. and R. Thomas. 1973. The Rise of the Western World. New York:Cambridge University Press.
  • Polanyi,Karl. 1944. The Great Transformation. Boston,MA:Beacon Press.
  • Rand,Ayn. 1966(1946). Capitalism:The Unknown Ideal. New York:The New American Library.
  • Rosovsky,Henry. 1961. Capital Formation in Japan 1868-1940. New York:Free Press.
  • Schumpeter,Joseph A. 1951(1946). “Capitalism.” Pp. 184-205 in Joseph A. Schumpeter (ed.). Essays:On Entrepreneurs,Innovations,Business Cycles and the Evolution of Capitalism. New York:Addison-Wesley.
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  • Smith,Adam.1759. The Moral Sentiment. New York:Modern Library Edition.
  • Smith,Adam.1776. Wealth of Nations. Oxford,UK:Clarendon Press.
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  • Soros,George. 1998. The Crisis of Global Capitalism:Open Society Endangered. New York:Public Affairs.
  • Stiglitz,Joseph E. 1957. “Foreword.” Pp. vii-xvii in Karl Polaynyi. The Great Transformation:The Political and Political Origins of Our Time. Boston,MA:Beacon Press.
  • Sun,Lena H. 1992. “China’s secret personnel files:A tool of communist control.” The Washington Post,17 May 1992.
  • Tilly,Charles and R. Tilly. 1971. “Agenda for European economic history in the 1970s.” Journal of Economic History 31,184-198.
  • Wallerstein,Immanuel. 1979. The Capitalist World Economy. New York:Cambridge University Press.
  • Walzer,Michael. 1965. Revolution of the Saints. Cambridge,MA:Harvard University Press.
  • Weber,Max. 1958(1904). The Protestant Ethic and the Spirit of Capitalism. New York:Oxford University Press.
  • Weber,Max. 1947. The Theory of Social and Economic Organizations. New York:Oxford University Press.
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  • Weber,Max. 1968(1918). Economy and Society,Vol.1. Berkeley,CA:University of California Press.
  • Williamson,Oliver E. 1973. “Markets and hierarchies.” American Economic Review 63(2),316-325.
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  • Bian,Yanjie. 2019. Guanxi:How China Works. Cambridge,UK:Policy Press.
  • Block,Fred. 1957. “Introduction.” Pp. xvii-xxxix in Karl Polanyi. The Great Transformation:The Political and Political Origins of Our Time. Boston,MA:Beacon Press.
  • Block,Fred. 2018. Capitalism:The Future of an Illusion. Oakland,California:University of California Press.
  • Block,Fred and Margaret R. Somers. 2014. The Power of Market Fundamentalism:Karl Polanyi’s Critique. Cambridge,MA:Harvard University Press.
  • Braudel,Fernand. 1977. Afterthoughts on Material Civilization and Capitalism. Baltimore,MD:Johns Hopkins University Press.
  • Brenner,M. Harvey. 1973. Mental Illness and the Economy. Cambridge,MA:Harvard University Press.
  • Burt,Ronald S. and Katarzyna Burzynska. 2017. “Chinese entrepreneurs,social networks,and Guanxi.” Management and Organizational Research 13(2),221-260.
  • Cerf,Vinton G. 1997. “A brief history of the Internet & related networks:Introduction.” In Barry M. Leiner,Vinton G. Cerf and et al. (eds.). Brief History of the Internet. Reston,VA:Internet Society.
  • Chang,Gordon G. 2001. The Coming Collapse of China. New York:Random House.
  • Chen,Shu-Ching Jean. 2006. “China’s first son keeps low,goes global.” Forbes,15 December 2006.
  • Coase,Ronald H. 1937 (1952). “The nature of the firm.” In G. J. Stigler and K. E. Boulding (eds.). Readings in Price Theory. Homewood,IL:Irwin.
  • Coase,Ronald H. 1984. “The new institutional economics.” Journal of Institutional and Theoretical Economics 140,229-231.
  • DiMaggio,Paul J. and Walter W. Powell. 1991. “Introduction.” Pp. 1-38 in Walter W. Powell and Paul J. DiMaggio (eds.). The New Institutionalism in Organizational Analysis. Chicago,IL:University of Chicago Press.
  • Dobb,Maurice. 1947. Studies in the Development of Capitalism. New York:International Publishers Co.
  • Elegant,Simon and Austin Ramzy. 2009. “Rebuilding the middle kingdom.” Time,6 January 2009.
  • Fligstein,Neil. 2005. “States,markets,and economic growth.” Pp. 119-143 in Victor Nee and Richard Swedberg (eds.). The Economic Sociology of Capitalism. Princeton,NJ:Princeton University Press.
  • Friedman,Milton. 1962. Capitalism and Freedom. Chicago,IL:University of Chicago Press.
  • Friedman,Thomas. 2009. “Have a nice day.” New York Times,16 September 2009.
  • Fukuyama,Francis. 1989. “The end of history.” The National Interest 16,3-18.
  • Fukuyama,Francis. 1992. The End of History and the Last Man. New York:Avon Books.
  • Gerschenkron,Alexander. 1962. Economic Backwardness in Historical Perspective. Cambridge,MA:Harvard University Press.
  • Goldstone,J. 1987. “Cultural orthodoxy,risk and innovation:The divergence of East and West in the early modern world.” Sociological Theory 5,119-135.
  • Gould,Mark. 1987. Revolution in the Development of Capitalism. Berkeley,CA:University of California Press.
  • Granovetter,Mark. 1985. “Economic action and social structure:The problem of embeddedness.” American Journal of Sociology 91,481-510.
  • Granovetter,Mark. 2005. “The impact of social structure on economic outcomes.” Journal of Economic Perspectives 19(1),33-50.
  • Hayek,Frederick. 1944. The Road to Serfdom. London:Routledge.
  • Heilbroner,Robert. 1985. The Nature and Logic of Capitalism. New York:W. W. Norton.
  • Hill,Christopher. 1972. The World Turned Upside Down. Harmondsworth,UK:Penguin Books.
  • Hilton,Rodney. 1978. Transition from Deudalism to Capitalism. London:Verso.
  • Ingham,Geoffrey. 2004. The Nature of Money. Cambridge,UK:Polity.
  • Ingham,Geoffrey. 2008. Capitalism. Cambridge,UK:Polity Press.
  • Kahn,Chris. 2009. “Thinking solar power?It’s never been cheaper.” The Standard-Times,25 October 2009.
  • Keynes,John Maynard. 1936(1978). The General Theory of Employment Interest and Money. New York:Cambridge University Press.
  • Kriedte,Peter,Hans Medick and Jurgen Schlumbohm. 1981. Industiarlization Before Industiarlization. New York:Cambridge University Press.
  • Krippner,Greta R. 2017. “Polanyi for the age of Trump.” Critical Historical Studies 4(2),243-254.
  • Lachmann,Richard. 1987. From Manor to Market:Structural Change in England,1536-1640. Madison,WI:University of Wisconsin Press.
  • Lachmann,Richard. 1989. “Origins of capitalism in Western Europe:Economic and political analysis.” Annual Review of Sociology 15,47-72.
  • Lardy,Nicholas R. 1998. China’s Unfinished Economic Revolution. Washington,DC:Brookings Institution.
  • Lardy,Nicholas R. 2002. Integrating China into the Global Economy. Washington,DC:Brookings Institution.
  • Lardy,Nicholas R. 2019. The State Strikes Back:The End of Economic Reform in China?Washington,D.C:Peterson Institute for International Economics.
  • Leiner,Barry M.,Vinton G. Cerf,Robert E. Kahn and et al. 1997. Brief History of the Internet. Reston,VA:Internet Society.
  • Lin,Nan. 1976. Foundations of Social Research. New York:McGraw-Hill.
  • Lin,Nan. 1989. “Chinese family structure and Chinese society.” Bulletin of the Institute of Ethnology 65,382-399.
  • Lin,Nan. 2001. Social Capital:A Theory of Social Structure and Action. New York:Cambridge University Press.
  • Lin,Nan. 2011. “Capitalism in China:A centrally managed capitalism (CMC) and its future.” Management and Organizational Research 7(1),63-96.
  • Lin,Nan. 2015. “Capitalism in China:The centrally managed capitalism under Xi.” In Capitalism and Capitalisms in Asia:Origin,Commonality and Diversity. Seoul:Seoul National University.
  • Maddison,Angus. 1991. Dynamic Forces in Capitalist Development:A Long-Run Comparative View. New York:Oxford University Press.
  • March,James G. 1989. Rediscovering Institutions. New York:Free Press.
  • Marx,Karl. 1933(1849). Wage-Labour and Capital. New York:International Publishers Co.
  • Marx,Karl. 1935(1865). Value,Price and Profit. New York:International Publishers Co.
  • Marx,Karl. 1995 (1867,1885,1894). CapitalA New Abridgement. Oxford,UK:Oxford University Press.
  • McGinnis,Ariel,James Pellegrin,Yin Shum and et al. 2009. “The Sichuan earthquake and the changing landscape of CSR in China.” Accessible at:https://knowledge.wharton.upenn.edu/article/the-sichuan-earthquake-and-the-changing-landscape-of-csr-in-china/.
  • Meyer,John W. and Brian Rowan. 1977. “Institutionalized organizations:Formal structure as myth and ceremony.” American Journal of Sociology 83,340-363.
  • Miller,Max. 2005. “Introduction.” Pp. 1-29 in Max Miller (ed.). World of Capitalism:Institutions,Governance and Economic Change in the Era of Globalization. London:Routledge.
  • Nee,Victor. 1989. “A theory of market transition:From redistribution to markets in state socialism.” American Sociological Review 54,663-681.
  • Nee,Victor. 1996. “The emergence of a market society:Changing mechanisms of stratification in China.” American Journal of Sociology 101(4),908-949.
  • Nee,Victor,Sonja Opper and Sonia Wong. 2007. “Developmental state and corporate governance in China.” Management and Organizational Research 3(1),19-53.
  • North,Douglass C. 1990. Institutions,Institutional Change and Economic Performance. New York:Cambridge University Press.
  • North,Douglass C. and R. Thomas. 1973. The Rise of the Western World. New York:Cambridge University Press.
  • Polanyi,Karl. 1944. The Great Transformation. Boston,MA:Beacon Press.
  • Rand,Ayn. 1966(1946). Capitalism:The Unknown Ideal. New York:The New American Library.
  • Rosovsky,Henry. 1961. Capital Formation in Japan 1868-1940. New York:Free Press.
  • Schumpeter,Joseph A. 1951(1946). “Capitalism.” Pp. 184-205 in Joseph A. Schumpeter (ed.). Essays:On Entrepreneurs,Innovations,Business Cycles and the Evolution of Capitalism. New York:Addison-Wesley.
  • Schumpeter,Joseph A. 1942. Capitalism,Socialism and Democracy. London:Routledge.
  • Sen,Amartya. 1999. Development as Freedom. New York:Knopf.
  • Smith,Adam.1759. The Moral Sentiment. New York:Modern Library Edition.
  • Smith,Adam.1776. Wealth of Nations. Oxford,UK:Clarendon Press.
  • Sombart,Werner. 1902. Der Moderne KapitalismusModern Capitalism). Leipzig:Duncker & Humblot.
  • Soros,George. 1998. The Crisis of Global Capitalism:Open Society Endangered. New York:Public Affairs.
  • Stiglitz,Joseph E. 1957. “Foreword.” Pp. vii-xvii in Karl Polaynyi. The Great Transformation:The Political and Political Origins of Our Time. Boston,MA:Beacon Press.
  • Sun,Lena H. 1992. “China’s secret personnel files:A tool of communist control.” The Washington Post,17 May 1992.
  • Tilly,Charles and R. Tilly. 1971. “Agenda for European economic history in the 1970s.” Journal of Economic History 31,184-198.
  • Wallerstein,Immanuel. 1979. The Capitalist World Economy. New York:Cambridge University Press.
  • Walzer,Michael. 1965. Revolution of the Saints. Cambridge,MA:Harvard University Press.
  • Weber,Max. 1958(1904). The Protestant Ethic and the Spirit of Capitalism. New York:Oxford University Press.
  • Weber,Max. 1947. The Theory of Social and Economic Organizations. New York:Oxford University Press.
  • Weber,Max. 1981(1927). General Economic History. New Brunswick,NJ:Transaction Publisher.
  • Weber,Max. 1968(1918). Economy and Society,Vol.1. Berkeley,CA:University of California Press.
  • Williamson,Oliver E. 1973. “Markets and hierarchies.” American Economic Review 63(2),316-325.

从波兰尼的大转型说起

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论文目录

  • 前言
  • 第一次大转型
  • 资本主义:大转型的特征
    1. 精于计算的资本家
    2. 自由市场
    3. 雇佣劳动
    4. 金融机构
    5. 扩张的系统
    6. 强大且能够提供支持的国家
  • 从理论到意识形态
  • 危机与修正
    1. 利己主义:新教精神
    2. 利己主义与国家:一个值得考虑的联盟?
  • 颠覆性挑战:马克思与波兰尼
    1. 波兰尼的两种相互对立的运动及其失败
  • 中国的崛起:第二次大转型
  • 资本主义意识形态:市场教义与集权教义

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